How Kestra, NFS, and Johns Creek Financial Relate to You

Broker-Dealer:  Kestra Financial Services, LLC

Determining investment suitability

Opening, approving, and monitoring accounts

Compliance approval and product due-diligence

 

Through Kestra Investment Services, LLC and Kestra Advisory Services, LLC  we have access to some of the nation’s leading investment companies and offer a broad range of products and services.

 

Unlike financial advisors affiliated with banks, insurance companies, or various brokerage firms, we have no requirement to sell proprietary products and no production requirements for our representatives.  We offer objective advice, access to a diverse menu of independent solutions, and implement strategies which serve you best, without the need to charge high commissions or pressure our clients. This is business at your pace, customized to meet your needs first.  

 

Founded in 1998, Kestra Financial (formerly NFP Corp., rebranded in 2016) is a leading independent insurance broker and consultant who provides employee benefits, property & casualty insurance, retirement services, and individual insurance and wealth management solutions.

 

Kestra Financial, Inc. is the parent company of Kestra Investment Services, LLC member FINRA/SIPC and of Kestra Private Wealth Services, LLC, Kestra Advisory Services, LLC, and Kestra Institutional Services, LLC. Fusion is a platform of Kestra Financial, Inc. Partners Financial and Benefits Partners are platforms of NFP Insurance Services, Inc. and not affiliated with Kestra Financial, Inc.

https://www.kestrafinancial.com/disclosures

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Custodian: National Financial Services, LLC
 

Execution, clearance, and settlement of securities transactions

Preparing and sending periodic statements and confirmations

 Custody, receipt, and delivery of funds and securities

 

National Financial Services LLC (NFS), a broker-dealer affiliate of Fidelity Investments, is one of the largest providers of brokerage services with custodied assets exceeding $4 trillion as of October 31, 2019.  The strength and reputation associated with Fidelity Investments is one of the many reasons we are pleased to be working with NFS. 

Fidelity Clearing & Custody Solutions® & National Financial Services LLC (together "Fidelity") is an independent company, unaffiliated with Johns Creek Financial. Fidelity is a service provider to Kestra Financial, Inc. There is no form of legal partnership, agency affiliation or similar relationship between your financial advisor and Fidelity, nor is such a relationship created or implied by the information herein. Fidelity  is a registered trademark of FMR LLC. Fidelity Clearing & Custody Solutions® provides clearing, custody, or other brokerage services through National Financial Services LLC or Fidelity Brokerage Services LLC, Members NYSE, SIPC.  909923.1.0

Information for Clients

The Gates  

5400 Laurel Springs Pkwy,  Building 1300, Suite 1302,  Johns Creek, GA  30024      

P  770.889.8991     F  770.888.2207 

Mon - Thurs:  8 - 5 

Fri:  8 - 12

Sat & Sun:  Closed

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© Copyright 2018, Johns Creek Financial | 5400 Laurel Springs Pkwy, Suite 1302, Johns Creek, GA 30024-6056

Securities offered through Kestra Investment Services, LLC (Kestra IS), member FINRA/SIPC. (www.finra.org) (www.sipc.org) Investment advisory services offered through Kestra Advisory Services, LLC (Kestra AS), an affiliate of Kestra IS. Johns Creek Financial is not affiliated with Kestra IS or Kestra AS. Kestra AS, Kestra IS, and Johns Creek Financial do not provide tax or legal advice.  https://www.kestrafinancial.com/disclosures

This information is published for United States residents only. Registered Representatives of Kestra IS and Investment Advisor Representatives of Kestra AS may only conduct business with residents of states and jurisdictions in which they are properly registered. Therefore, a response to an information request may be delayed. Not all products and services referenced are available in every state and through every listed representative or advisor. For additional information, please contact the Kestra Compliance Department at 844-553-7872.

Third-party website references are provided for your information only. Kestra IS and Kestra AS does not endorse, nor accept, any responsibility for content. Kestra IS and Kestra AS does not independently verify this information, nor do we guarantee its accuracy or completeness.