How Kestra, NFS, and Johns Creek Financial Relate to You
Broker-Dealer: Kestra Financial Services, LLC
Determining investment suitability
Opening, approving, and monitoring accounts
Compliance approval and product due-diligence
Through Kestra Investment Services, LLC and Kestra Advisory Services, LLC we have access to some of the nation’s leading investment companies and offer a broad range of products and services.
Unlike financial advisors affiliated with banks, insurance companies, or various brokerage firms, we have no requirement to sell proprietary products and no production requirements for our representatives. We offer objective advice, access to a diverse menu of independent solutions, and implement strategies which serve you best, without the need to charge high commissions or pressure our clients. This is business at your pace, customized to meet your needs first.
Founded in 1998, Kestra Financial (formerly NFP Corp., rebranded in 2016) is an industry-leading independent broker dealer for over 20 years, Kestra Financial leads the industry in wealth management, practice enrichment, service and partners with top insurance and consultants who provides employee benefits, property & casualty insurance, retirement services, and individual insurance and wealth management solutions.
Kestra Financial, Inc. is the parent company of Kestra Investment Services, LLC member FINRA/SIPC and of Kestra Private Wealth Services, LLC, Kestra Advisory Services, LLC, and Kestra Institutional Services, LLC. Fusion is a platform of Kestra Financial, Inc. Partners Financial and Benefits Partners are platforms of NFP Insurance Services, Inc. and not affiliated with Kestra Financial, Inc.
FIDELITY INSTITUTIONAL ℠
Custodian: National Financial Services, LLC
Execution, clearance, and settlement of securities transactions
Preparing and sending periodic statements and confirmations
Custody, receipt, and delivery of funds and securities
National Financial Services LLC (NFS), a broker-dealer affiliate of Fidelity Investments, is one of the largest providers of brokerage services with custodied assets exceeding $4 trillion as of May 31, 2021. The strength and reputation associated with Fidelity Investments is one of the many reasons we are pleased to be working with NFS.
Fidelity Institutional ℠ & National Financial Services LLC (together "Fidelity") is an independent company, unaﬃliated with Johns Creek Financial or Kestra Financial, Inc. Fidelity is a service provider to both. There is no form of legal partnership, agency aﬃliation or similar relationship between your ﬁnancial advisor and Fidelity, nor is such a relationship created or implied by the information herein. Fidelity Investments is a registered trademark of FMR LLC. Fidelity Institutional provides clearing, custody, or other brokerage services through National Financial Services LLC or Fidelity Brokerage Services LLC, Members NYSE, SIPC. 909923.2.0